# Investment Advisers

Type: professional_group

Source: Legal & RegTech Intelligence Brief — https://getlegalbrief.com/entity/investment-advisers
Canonical HTML page: https://getlegalbrief.com/entity/investment-advisers

## Recent coverage (1 stories)

### SEBI Proposes Light-Touch Penalty Framework and Digital Guidance for Advisers
2026-03-16 15:55:28 · Sentiment: Neutral · Impact: 6/10 · Sources: 2

The Securities and Exchange Board of India (SEBI) is pivoting toward a proportional regulatory model for investment advisers, introducing lower penalties for minor lapses and a new digital guidance platform. This shift aims to reduce the compliance burden and encourage unregistered market participants to enter the formal regulated ecosystem.
Full story: https://getlegalbrief.com/story/sebi-light-touch-penalty-investment-advisers-regtech

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