U.S. Securities and Exchange Commission

Company

Last mentioned: Mar 26, 2026

Timeline

  1. SEC Approval

    The SEC officially grants Nasdaq the authority to trade and settle tokenized securities.

  2. Compliance Deadline

    Section 16(a) reporting obligations officially begin for all non-exempt FPI insiders.

  3. Exemption Order

    SEC issues the order granting relief to directors and officers in specific qualifying jurisdictions.

  4. SEC Implementation

    The SEC adopts rule amendments to implement HFIAA reporting requirements.

  5. Market Reaction

    Industry analysts identify the move as a major step for RWA tokenization in regulated markets.

  6. SEC Exemption Granted

    The U.S. SEC officially grants WisdomTree's request for intraday trading relief.

  7. Public Announcement

    WisdomTree and SEC officials release statements regarding the Treasury Money Market Digital Fund.

  8. ICE Announcement

    Intercontinental Exchange reveals development of a platform for on-chain settlement of securities.

  9. HFIAA Enacted

    Congress passes the Holding Foreign Insiders Accountable Act, removing the long-standing Section 16 exemption for FPIs.

  10. Initial Filing

    Nasdaq files a proposal with the SEC to amend rules for tokenized trading on its main market.

Stories mentioning U.S. Securities and Exchange Commission 3

Regulation Bullish

Nasdaq Receives SEC Approval for Tokenized Securities Trading

The U.S. Securities and Exchange Commission (SEC) has approved a landmark proposal by Nasdaq to allow certain stocks and exchange-traded products to be traded and settled in tokenized form. This decision marks a significant integration of blockchain technology into mainstream equity markets, initially targeting high-volume securities within the Russell 1000 Index and major benchmark ETFs.

2 sources
Regulation Neutral

SEC Grants Section 16(a) Exemptions for FPIs in Key Global Jurisdictions

The U.S. Securities and Exchange Commission has issued an order exempting directors and officers of Foreign Private Issuers from certain jurisdictions from new Section 16(a) reporting requirements. This relief applies to individuals in jurisdictions with substantially similar insider reporting frameworks, including the UK, Canada, and the European Economic Area.

2 sources

About U.S. Securities and Exchange Commission coverage

This page surfaces every story mentioning U.S. Securities and Exchange Commission across our legal coverage. We track each entity's appearance over time so readers can trace how the narrative evolves — which developments are isolated incidents, which build into longer arcs, and which reframe how operators in the space think about the entity. Story selection uses the same multi-source verification gate applied across the rest of our coverage.

Read our editorial methodology for how we identify, deduplicate, and score entity references. Our glossary defines the technical terms used across stories on this page, and our trends index contextualizes individual developments against the longer-running legal beat. Cross-entity comparisons live on our compare view.

What you seeWhat it tells you
Story countNumber of distinct stories where U.S. Securities and Exchange Commission was a primary or referenced actor.
Recency clusteringWhether mentions are concentrated in a recent window (a news cycle) or distributed (a sustained arc).
Sentiment distributionAggregate sentiment of the stories mentioning this entity, weighted by impact score.
Cross-niche linksWhen the same entity surfaces in our sibling networks, we link to those views to enrich context.